South Africa
Financial Markets Act compliance, made simple
ComplianceDesk gives you 9 pre-built Financial Markets Act controls, an evidence vault, audit-ready reports, and reminders before anything falls overdue — so proving Financial Markets Act compliance stops being a spreadsheet exercise.
Every Financial Markets Act control, organised for you
The real control library ComplianceDesk seeds the moment you activate Financial Markets Act — 9 controls across 4 categories.
Licensing & Authorisation
- FMA-1.1 Licence or authorisation held and recorded
- FMA-1.2 Changes needing regulator notice or approval identified
Governance & Conflicts
- FMA-2.1 Governance arrangements documented
- FMA-2.2 Conflicts of interest managed
Market Abuse & Insider Trading
- FMA-3.1 Insider trading and market abuse policy in place
- FMA-3.2 Inside information controlled
- FMA-3.3 Trade surveillance and suspicious activity escalation
Reporting & Records
- FMA-4.1 Annual report and audited statements submitted
- FMA-4.2 Transaction and rule-compliance records retained
Frequently asked questions
How many controls does ComplianceDesk track for Financial Markets Act?
9, organised into 4 categories, ready to assign to an owner as soon as you activate the framework.
Can I track Financial Markets Act alongside other frameworks?
Yes — most teams activate several frameworks at once. Controls that overlap across frameworks can share the same evidence, so you don't collect the same document twice.
How long does it take to set up Financial Markets Act in ComplianceDesk?
Activating Financial Markets Act instantly seeds its full control library. Most teams assign owners and get their first controls moving within a day.
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